Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jaron? Claim Your ProfileJaron James Shaw is an active registered representative and investment advisor representative, registered with Wells Fargo Clearing Services, LLC. Jaron is licensed to provide investment advice in Alabama, California, Florida, Georgia, Louisiana and North Carolina. Jaron has been in the securities industry since January 12, 2020. Jaron has passed the Series 63, Series 65, Series 7TO and SIE examinations. Jaron is affiliated with Wells Fargo Clearing Services, LLC, which is a large firm with approximately $10 billion to $50 billion in regulatory assets under management. Jaron's office is located at 2501 20TH PL S, STE 325 in Birmingham, Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/14/2020 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
IA
Issued 02/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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