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Jarod Rucker

Northwestern Mutual Investment Services, LLC

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About Jarod Rucker

Jarod Rucker is a registered representative with Northwestern Mutual Investment Services, LLC. Jarod is also a Registered Investment Advisor (RIA) with the firm. Jarod has over 9 years of experience in the financial industry and is licensed in Kansas. His practice focuses on providing financial advice to individuals, families and small businesses. He specializes in helping clients achieve their financial goals through a variety of financial products and services, including: financial planning, investment management, insurance, and retirement planning. He is also a registered principal with Northwestern Mutual. Jarod is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Jarod Rucker is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

8621 E 21st St N Ste 150

WICHITA, KS 67206

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jarod Rucker’s Registration & Firm History

KS

11/21/2019 - Present

Northwestern Mutual Investment Services, LLC (WICHITA KS)

KS

03/15/2014 - 11/14/2019

NYLIFE SECURITIES LLC (WICHITA KS)

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Licenses & Designations

BOTH

Issued 7/14/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/2/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/25/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/13/2015

Series 7 - General Securities Representative Examination

BC

Issued 3/15/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jarod Rucker.
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