Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jarod? Claim Your ProfileJarod Charles Winters is a financial professional with over 15 years of experience in the industry. Jarod is currently a registered representative with Clear Street LLC in New York, NY. Prior to joining Clear Street, Jarod worked at other firms such as Collectible Securities, Wells Fargo Prime Services, LLC, Barclays Capital Inc., Electronic Securities Processing (ESP) LLC and FutureTrade Securities, LLC. Jarod is licensed to provide investment advice and services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/04/2024 - Present
Clear Street LLC (NEW YORK NY)
NY
03/09/2023 - 04/12/2024
COLLECTABLE SECURITIES (NEW YORK NY)
NY
08/17/2009 - 03/17/2015
WELLS FARGO PRIME SERVICES, LLC (NEW YORK NY)
NY
03/31/2008 - 08/22/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/23/2004 - 03/14/2008
ELECTRONIC SECURITIES PROCESSING (ESP) LLC (NEW YORK NY)
CT
07/03/2002 - 06/17/2003
FUTURETRADE SECURITIES, LLC (GREENWICH CT)
BC
Issued 05/16/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/07/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 08/28/2024
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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