Unclaimed
Jared Wayne Smith is a securities professional with over 2 years of experience in the financial industry. Jared is registered to provide securities-related services in 53 states and is currently employed by Fidelity Brokerage Services LLC. Jared has passed the Series 63, Series 7TO, and SIE exams, demonstrating expertise in securities law and general securities representative knowledge.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/24/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 04/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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