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Jared Shaber

Houlihan Lokey Capital, Inc.

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About Jared Shaber

Jared Shaber is a financial professional with experience in the industry since 2013. Jared is currently registered with Houlihan Lokey Capital, Inc. in New York. Jared has a Series 63, SIE, 79, 87, 86 and Series 7 license. Prior to his current position, Jared worked for Citigroup Global Markets Inc. and UBS Securities LLC. Jared is a dedicated financial advisor who is committed to providing his clients with the best possible service.

Firm Information

Jared Shaber is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jared Shaber’s Registration & Firm History

NY

04/23/2019 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

NY

08/07/2017 - 04/15/2019

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

08/22/2011 - 06/23/2015

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/10/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/07/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/02/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/20/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jared Shaber.
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