Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jared? Claim Your ProfileJared Michael Fragin is a financial professional with over 10 years of experience in the industry. Jared is currently registered with Rice Financial Products Co. in New York, New York. Previously, Jared held positions with UBS Financial Services Inc. and UBS Securities LLC. Jared is a Series 3, 7, 63, and 66 licensed representative and holds the Securities Industry Essentials (SIE) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/27/2015 - Present
Rice Financial Products Co. (NEW YORK NY)
NJ
05/30/2013 - 05/05/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/30/2013 - 07/17/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
05/20/2009 - 11/21/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
11/14/2007 - 05/21/2008
UBS SECURITIES LLC (NEW YORK NY)
BOTH
Issued 08/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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