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Jared Lee Sholly

Mufg Securities Americas Inc.

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About Jared Lee Sholly

Jared Sholly is a financial advisor with Mufg Securities Americas Inc. Jared has been working in the financial services industry since 2012 and holds both Series 7 and 63 licenses. Previously, Jared has been employed by CREDIT SUISSE SECURITIES (USA) LLC and RBS SECURITIES INC. Jared’s experience includes a broad range of financial products and services.

Firm Information

Jared Sholly is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jared Sholly’s Registration & Firm History

NY

07/19/2021 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

CA

01/11/2019 - 01/20/2021

CREDIT SUISSE SECURITIES (USA) LLC (Los Angeles CA)

CT

08/29/2012 - 06/19/2015

RBS SECURITIES INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/17/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 06/19/2015

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jared Lee Sholly.
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