Unclaimed
Jared Miller is a registered investment advisor representative. Jared holds Series 7, 79, 63 and 66 licenses. Jared has been in the industry for approximately 1 year. Jared is currently employed by Sanford C. Bernstein & CO., LLC and Alliancebernstein LP, where he is registered as a registered representative in multiple states. Previously, Jared worked at Duff & Phelps Securities LLC. Jared is currently registered in 53 states and the District of Columbia for broker-dealer activities and in two states for investment advisory activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
IL
03/08/2024 - Present
Sanford C. Bernstein & CO., LLC (CHICAGO IL)
IL
10/06/2020 - 05/11/2021
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
BOTH
Issued 06/02/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/06/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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