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Jaqueline Marie Bauer

Prudential Investment Management Services LLC

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About Jaqueline Marie Bauer

Jaqueline Marie Bauer is a financial professional with over 4 years of experience in the industry. Jaqueline is currently registered with Prudential Investment Management Services LLC, a firm with a broad scope of practice. Previously, Jaqueline worked at NYLIFE Distributors LLC. Jaqueline holds the Series 6, Series 26 and SIE licenses and is qualified to provide investment advice and products.

Firm Information

Jaqueline Bauer is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jaqueline Bauer’s Registration & Firm History

NJ

09/19/2022 - Present

Prudential Investment Management Services LLC (Newark NJ)

NY

12/19/2018 - 09/01/2022

NYLIFE DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/16/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/19/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jaqueline Marie Bauer.
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