Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janssen? Claim Your ProfileJanssen H Carr barfield is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Janssen has been in the industry since 2000. The advisor is registered in California and Texas, and works with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, and insurance companies. Janssen's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large financial services firm with over $1 trillion in assets under management. The firm provides a variety of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/31/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BAKERSFIELD CA)
NC
09/05/2006 - 04/30/2008
JEFFERSON PILOT SECURITIES CORPORATION (RALEIGH NC)
NJ
03/25/2003 - 09/12/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
MS
10/16/2001 - 10/03/2002
RIVES, LEAVELL & CO. (JACKSON MS)
NY
10/06/2000 - 08/07/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
06/11/1997 - 10/09/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 01/04/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Janssen Carr barfield is the right advisor for you? Invested Better is here to help.
