Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janis? Claim Your ProfileJanis Urie Frank is a financial advisor at Morgan Stanley, specializing in a wide range of financial products and services. Janis has been working in the financial industry since 2002 and holds licenses in 49 states and the District of Columbia. Janis has a proven track record of success in helping clients achieve their financial goals. Janis is a highly qualified and experienced financial advisor who is committed to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NM
09/15/2011 - Present
Morgan Stanley (Albuquerque NM)
NM
06/01/2009 - 11/18/2010
MORGAN STANLEY SMITH BARNEY (ALBUQUERQUE NM)
NM
06/25/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALBUQUERQUE NM)
NM
03/13/2006 - 06/16/2008
EDWARD JONES (ALBUQUERQUE NM)
MO
05/03/2001 - 09/26/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 05/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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