Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janis? Claim Your ProfileJanis Preese is a financial professional with over 25 years of experience in the industry. Janis is currently registered with Janus Henderson Distributors US LLC and has been with them since September 21, 2000. Prior to this, Janis was registered with D.E. Frey & Company, Inc. from December 5, 1996 to September 15, 2000 and ALPS Mutual Funds Services, Inc. from October 11, 1994 to August 17, 1995. Janis has a broad range of securities licenses including Series 6, 7, 24, 63 and 65. Janis is based in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/21/2000 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
12/05/1996 - 09/15/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
CO
10/11/1994 - 08/17/1995
ALPS MUTUAL FUNDS SERVICES, INC. (DENVER CO)
IA
Issued 12/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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