Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janis? Claim Your ProfileJanis Waldman-cooper is a financial professional with over 25 years of experience in the industry. Janis is currently registered with IC Advisory Services, Inc. and is also a Registered Representative of FINRA. Janis has worked for a number of prominent firms throughout her career, including TFS Securities, Inc., Wells Fargo Advisors, LLC and UBS Financial Services Inc. Janis holds Series 7, 31, 63, and 65 licenses. In addition to her role with IC Advisory Services, Janis operates J. COOPER FINANCIAL as a sole proprietorship, offering investment advice and planning services. Janis also provides mediation for divorcing couples through a separate sole proprietorship.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
05/17/2018 - Present
IC Advisory Services, Inc. (BEDMINSTER NJ)
NJ
03/06/2012 - 05/17/2018
TFS SECURITIES, INC. (RED BANK NJ)
NJ
02/06/2009 - 03/06/2012
WELLS FARGO ADVISORS, LLC (RED BANK NJ)
NJ
08/16/2005 - 02/24/2009
UBS FINANCIAL SERVICES INC. (RED BANK NJ)
TX
07/07/1999 - 07/18/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/28/1998 - 05/28/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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