Unclaimed
Janis Leigh Harrison is a financial advisor with over 20 years of experience in the industry. Janis has a Series 6, Series 63 and Series 82 license and has been registered with Capital Client Group, Inc. since April 2012. Janis has a strong background in investment company products and variable contracts, as well as private securities offerings. Janis is committed to providing her clients with personalized financial advice and guidance. Prior to joining Capital Client Group, Inc., Janis was a financial advisor at American Funds Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
04/10/2012 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
11/17/1995 - 04/03/2003
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
BC
Issued 05/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2012
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 04/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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