Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janis? Claim Your ProfileJanis Lee Dunworth is a financial advisor currently associated with MML Investors Services, LLC. Janis has been in the financial industry since 1993 and has a history of experience with firms including M&T Securities, INC., Liberty Securities Corporation and Dean Witter Reynolds Inc. Janis is registered as a Registered Representative in New York. Janis holds Series 7, Series 31 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (AMHERST NY)
NY
05/01/1995 - 03/18/2008
M&T SECURITIES, INC. (AMHERST NY)
NY
12/12/1994 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
10/26/1992 - 12/13/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 11/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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