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Janine Wallace

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Janine Wallace

Janine Wallace is a financial professional with over 15 years of experience in the industry. Janine is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York, NY. Previously, Janine was affiliated with J.P. MORGAN SECURITIES LLC in Cherry Hill, NJ. Janine has a strong background in the financial services industry and is dedicated to providing her clients with personalized advice and guidance. Janine holds the Series 6, Series 63, and SIE licenses and is committed to staying up-to-date on the latest industry trends and regulations.

Firm Information

Janine Wallace is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Janine Wallace’s Registration & Firm History

NY

12/01/2020 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)

NJ

09/18/2020 - 10/23/2020

J.P. MORGAN SECURITIES LLC (Cherry Hill NJ)

NJ

09/24/2018 - 03/25/2020

WELLS FARGO CLEARING SERVICES, LLC (CHERRY HILL NJ)

PA

03/16/2016 - 07/30/2018

CITIZENS SECURITIES, INC. (PHILADELPHIA PA)

NJ

12/18/2001 - 02/13/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

MA

11/20/2001 - 12/11/2001

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 05/13/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Janine Wallace. Review regulatory record here.
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