Unclaimed
Janine Lynn Sebik is a registered representative of UBS Financial Services Inc. Janine has been in the securities industry since 2006. She is licensed to offer securities in New Jersey and has earned her Series 3, 7, 9, 10, 63, and 66 licenses. She is also registered with FINRA and is a member of the Securities Industry Essentials (SIE) Exam. Janine has experience with a variety of investments, including securities, commodities, and futures. Her specializations include investment management for both individuals and businesses, financial planning, and pension consulting. She is passionate about helping clients reach their financial goals. She is based in Weehawken, NJ, and is a part of the UBS Financial Services Inc. team which has over 11,000 registered representatives and a team of 9,213 investment advisor representatives in their offices. They have a dedicated team of professionals with expertise in financial planning, investment management, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
12/12/2014 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
TX
06/25/2007 - 09/12/2014
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NJ
02/07/2006 - 07/06/2007
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
BOTH
Issued 11/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2010
Series 3 - National Commodity Futures Examination
BC
Issued 02/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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