Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janine? Claim Your ProfileJanine Klein is a financial advisor with over 29 years of experience in the industry. Janine is currently registered with UBS Financial Services Inc. and has been with the firm since February 2013. Prior to joining UBS Financial Services Inc., Janine was employed by Morgan Stanley, Citigroup Global Markets Inc., Salomon Smith Barney Inc., Sandgrain Securities, Inc., J.W. Barclay & Co., Inc., The Thornwater Company, L.P., Monitor Investment Group, Inc., and Barrington Capital Group, L.P.. Janine holds Series 63, 65, 7, and SIE licenses and is a Registered Representative in Florida. Janine provides a range of advisory services including: financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
02/28/2013 - Present
UBS Financial Services Inc. (Hallandale Beach FL)
FL
06/01/2009 - 03/11/2013
MORGAN STANLEY (BOCA RATON FL)
FL
06/18/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NY
08/16/2000 - 03/26/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/18/1999 - 07/26/2000
SANDGRAIN SECURITIES, INC. (GARDEN CITY NY)
NJ
01/14/1998 - 03/24/1999
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NA
07/29/1996 - 10/31/1997
SHAMUS GROUP, INC.
NY
10/10/1995 - 08/05/1996
THE THORNWATER COMPANY, L.P. (NEW YORK NY)
NA
05/28/1996 - 07/30/1996
MONITOR INVESTMENT GROUP, INC.
NY
04/02/1993 - 09/25/1995
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
IA
Issued 09/10/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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