Unclaimed
Janine Beal has been a registered representative for over 25 years. Janine is a Registered Representative at Empower Advisory Group, LLC in Scituate, MA. Janine specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Janine has a broad range of experience in the financial services industry, including working at Merrill Lynch, Pierce, Fenner & Smith Incorporated, MMC Securities Corp., and Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/23/2020 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MA
11/30/2011 - 01/06/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
01/01/2005 - 08/29/2008
MMC SECURITIES CORP. (NORWOOD MA)
MA
07/27/1992 - 01/01/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 06/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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