Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janie? Claim Your ProfileJanie Lynn Nelson is a financial advisor with over 20 years of experience in the industry. Janie has been with Benjamin F. Edwards & Company, Inc. since 2019. Before that, she worked for Morgan Stanley for seven years. Janie is a registered representative with the state of Arizona and holds Series 3, 7, 9, 10, 31, 63, and 65 licenses. Janie specializes in working with individuals, corporations, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/17/2019 - Present
Benjamin F. Edwards & Company, Inc. (Tucson AZ)
AZ
04/13/2012 - 10/17/2019
MORGAN STANLEY (TUCSON AZ)
AZ
08/22/2011 - 02/09/2012
VALIC FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
10/21/2005 - 06/16/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
NY
04/06/2000 - 09/20/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/21/1998 - 03/21/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/04/1997 - 07/09/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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