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Janie Dominguez Johnson

Pershing LLC

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About Janie Dominguez Johnson

Janie Dominguez Johnson is a financial professional with over 24 years of experience in the financial services industry. Janie is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Previously, Janie was employed at CHARLES SCHWAB & CO., INC., CYBERTRADER, INC. and JANUS DISTRIBUTORS, INC. Janie holds a Series 6, 7, 9, 10, 24, 52TO, and SIE licenses. Janie is currently registered in Florida and New Jersey.

Firm Information

Janie Johnson is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janie Johnson’s Registration & Firm History

FL

07/12/2024 - Present

Pershing LLC (LAKE MARY FL)

FL

08/17/2007 - 01/10/2024

CHARLES SCHWAB & CO., INC. (Orlando FL)

TX

10/19/2000 - 12/07/2007

CYBERTRADER, INC. (AUSTIN TX)

CO

05/26/1999 - 10/23/2000

JANUS DISTRIBUTORS, INC. (DENVER CO)

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Licenses & Designations

BC

Issued 05/24/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/12/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/18/2005

Series 24 - General Securities Principal Examination

BC

Issued 07/31/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2001

Series 7 - General Securities Representative Examination

BC

Issued 05/03/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Janie Dominguez Johnson. Review regulatory record here.
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