Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janice? Claim Your ProfileJanice Racine Hopkins is a registered representative with Tiaa-Cref Individual & Institutional Services, LLC. Janice has been in the financial services industry since 2011. Janice has a total of 51 state registrations. Janice's state registrations include the series 63 and 66 licenses. In addition, Janice is also licensed in Series 7 and SIE. Janice is also a registered Investment Advisor Representative with Tiaa-Cref Individual & Institutional Services, LLC. Janice has a total of 1 state IA registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
02/22/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Dallas TX)
TX
09/24/2011 - 12/18/2012
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 02/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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