Unclaimed
Janice Haines is a financial advisor with over 20 years of experience in the industry. Janice has a proven track record of success in helping clients achieve their financial goals. Janice is currently registered with Empower Financial Services, Inc. and has previously worked with GWFS Equities, Inc., ING America Equities, Inc., OppenheimerFunds Distributor, Inc. and Manequity, Inc. Janice is licensed to provide securities and investment advisory services in all 50 states, District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/23/2020 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
04/10/2015 - 06/03/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
PA
09/18/2000 - 04/30/2002
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
NY
05/30/1990 - 05/25/2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
MA
02/24/1984 - 09/14/1989
MANEQUITY, INC. (BOSTON MA)
BC
Issued 04/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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