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Janice Ngina Mutuku

Jane Street Capital, LLC

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About Janice Ngina Mutuku

Janice Mutuku is a financial professional registered with FINRA and the state of New York. Janice is employed by Jane Street Capital, LLC and has been in the financial industry for several years. Janice is qualified to offer investment advice and securities products, and has successfully completed several industry exams including the Series 7TO, Series 52TO, Series 57TO, and the SIE.

Firm Information

Janice Mutuku is currently registered with Jane Street Capital, LLC. Jane Street Capital, LLC is a Limited Liability Company formed on August 31, 1999. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janice Mutuku’s Registration & Firm History

NY

08/01/2023 - Present

Jane Street Capital, LLC (New York NY)

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Licenses & Designations

BC

Issued 11/13/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 09/25/2023

Series 57TO - Securities Trader Exam

BC

Issued 08/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Janice Ngina Mutuku.
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