Unclaimed
Janice Von der embse is a financial advisor with LPL Financial LLC, a firm with over $50 billion in assets under management. Janice has been in the industry since 2006 and has experience working with a variety of clients, including individuals, businesses, and charitable organizations. Janice is registered to provide investment advice in multiple states, and she is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/23/2007 - Present
LPL Financial LLC (OTTAWA OH)
OH
08/01/2007 - 10/17/2007
THE HUNTINGTON INVESTMENT COMPANY (OTTAWA OH)
OH
02/02/2006 - 08/01/2007
NATIONAL PLANNING CORPORATION (OTTAWA OH)
BOTH
Issued 03/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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