Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janice? Claim Your ProfileJanice Marie Swanson is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Janice has been in the financial services industry since 1996 and has a broad range of experience in providing investment advice and financial planning services. Janice is a licensed principal for both the General Securities Principal Examination and the Investment Company Products/Variable Contracts Principal Examination. Janice is also licensed in the state of Oregon as a securities agent and a licensed investment advisor representative. Previously, Janice held positions at The O.N. Equity Sales Company, PRINCIPAL SECURITIES, INC., CLARK SECURITIES, INC., CLARK-BARDES SECURITIES, INC., and WESTPORT FINANCIAL SERVICES, L.L.C.. Janice's primary focus is on providing investment advice to high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OR
02/20/2024 - Present
Cambridge Investment Research Advisors, Inc. (Tigard OR)
OR
07/31/2018 - 02/09/2024
THE O.N. EQUITY SALES COMPANY (Portland OR)
OR
03/19/2004 - 08/02/2018
PRINCIPAL SECURITIES, INC. (LAKE OSWEGO OR)
NC
07/02/2001 - 03/03/2004
CLARK SECURITIES, INC. (GREENSBORO NC)
TX
03/02/2001 - 07/02/2001
CLARK-BARDES SECURITIES, INC. (DALLAS TX)
FL
08/10/2000 - 02/01/2001
WESTPORT FINANCIAL SERVICES, L.L.C. (JACKSONVILLE FL)
IA
07/15/1996 - 04/20/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 01/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/07/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/11/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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