Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janice? Claim Your ProfileJanice Hatlestad is an Investment Advisor Representative with UBS Financial Services Inc. Janice has 20 years of experience in the financial services industry. She specializes in retirement planning, college savings, estate planning, and investment management. Janice holds the Series 7 and Series 66 licenses, as well as the SIE exam. She is also a licensed insurance agent. Janice is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals. Janice has been with UBS Financial Services Inc. since 2015. She has worked as a financial advisor in Wayzata, Minnesota since 2012. Janice's previous employers include Morgan Stanley and Piper Jaffray & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
02/10/2015 - Present
UBS Financial Services Inc. (WAYZATA MN)
MN
07/03/2012 - 02/23/2015
MORGAN STANLEY (WAYZATA MN)
MN
08/12/2006 - 07/11/2012
UBS FINANCIAL SERVICES INC. (WAYZATA MN)
MN
05/14/2002 - 08/12/2006
PIPER JAFFRAY & CO. (EDINA MN)
BOTH
Issued 02/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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