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Janice Marie Denagy

Smbc Nikko Securities America, Inc.

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About Janice Marie Denagy

Janice Marie Denagy is a financial professional with over 16 years of experience in the industry. Janice has held positions at Morgan Stanley, Morgan Stanley & Co. LLC and Citigroup Global Markets Inc. Janice is currently registered with Smbc Nikko Securities America, Inc. and holds the Series 7, Series 63, SIE and Series 79TO licenses. Janice has a background in investment banking and is a licensed securities agent in New York.

Firm Information

Janice Denagy is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janice Denagy’s Registration & Firm History

NY

08/07/2023 - Present

Smbc Nikko Securities America, Inc. (White Plains NY)

NY

06/01/2009 - 04/13/2022

MORGAN STANLEY (PURCHASE NY)

NY

09/29/2011 - 07/26/2017

MORGAN STANLEY & CO. LLC (PURCHASE NY)

NY

11/17/2005 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/30/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Janice Marie Denagy.
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