Unclaimed
Janice Marie Denagy is a financial professional with over 16 years of experience in the industry. Janice has held positions at Morgan Stanley, Morgan Stanley & Co. LLC and Citigroup Global Markets Inc. Janice is currently registered with Smbc Nikko Securities America, Inc. and holds the Series 7, Series 63, SIE and Series 79TO licenses. Janice has a background in investment banking and is a licensed securities agent in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/07/2023 - Present
Smbc Nikko Securities America, Inc. (White Plains NY)
NY
06/01/2009 - 04/13/2022
MORGAN STANLEY (PURCHASE NY)
NY
09/29/2011 - 07/26/2017
MORGAN STANLEY & CO. LLC (PURCHASE NY)
NY
11/17/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 04/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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