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Janice Madeline Klein

Ameriprise Financial Services, LLC

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About Janice Madeline Klein

Janice Madeline Klein is a financial advisor at Ameriprise Financial Services, LLC. Janice has been in the financial services industry since 1985. Janice holds the Series 7, Series 31, and SIE licenses and is registered in 19 states. Janice has previously worked at Morgan Stanley, UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Oppenheimer & Co., Inc., Smith Barney Inc., and Shearson Lehman Hutton Inc.

Firm Information

Janice Klein is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Janice Klein’s Registration & Firm History

FL

04/21/2023 - Present

Ameriprise Financial Services, LLC (Ft Lauderdale FL)

FL

01/15/2016 - 04/25/2023

MORGAN STANLEY (Fort Lauderdale FL)

FL

11/26/2008 - 01/26/2016

UBS FINANCIAL SERVICES INC. (FT. LAUDERDALE FL)

FL

04/02/2007 - 12/01/2008

MORGAN STANLEY & CO. INCORPORATED (FT. LAUDERDALE FL)

FL

10/28/1997 - 04/02/2007

MORGAN STANLEY DW INC. (FT. LAUDERDALE FL)

NY

02/02/1995 - 09/29/1997

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

02/26/1990 - 01/27/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

05/23/1985 - 03/12/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/06/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Janice Madeline Klein.
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