Unclaimed
Janice Mowen is a financial advisor with Thrivent Investment Management Inc. with 20 years of experience in the financial services industry. Janice is registered in 14 states and holds several licenses, including Series 7, Series 6, Series 63, and Series 66. Janice specializes in providing financial advice to individuals and families, as well as churches and non-profit sharing retirement accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
10/04/2017 - Present
Thrivent Investment Management Inc. (Geneva IL)
IL
03/12/2009 - 12/31/2014
1ST GLOBAL CAPITAL CORP. (ELGIN IL)
IL
08/09/2006 - 08/27/2008
THRIVENT INVESTMENT MANAGEMENT INC. (GENEVA IL)
IL
01/06/2003 - 08/04/2006
QA3 FINANCIAL CORP. (ST CHARLES IL)
GA
07/09/2002 - 01/03/2003
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 09/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/06/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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