Unclaimed
Janice Crosta is an investment advisor representative with RBC Capital Markets, LLC based in SEATTLE, WA. Janice has over 40 years of experience in the financial services industry. Previously, Janice was registered with ROBERT W. BAIRD & CO. INCORPORATED, MCADAMS WRIGHT RAGEN, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Janice holds the Series 66 and Series 7 licenses and has a current registration with FINRA and states including Texas, Washington, California, Arizona, Idaho, Minnesota, New York, Oregon, Oklahoma, North Carolina and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
08/17/2020 - Present
RBC Capital Markets, LLC (SEATTLE WA)
WA
11/07/2014 - 09/08/2020
ROBERT W. BAIRD & CO. INCORPORATED (Seattle WA)
WA
07/15/2009 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (SEATTLE WA)
WA
11/01/1978 - 06/10/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
NA
08/02/1978 - 03/06/1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
BOTH
Issued 12/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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