Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janice? Claim Your ProfileJanice Difrancia has been in the financial industry since June 21, 1987. Janice is currently registered with Commonwealth Financial Network, in Greenwood Village, Colorado. Janice has a long history with the financial industry, working at a number of firms including Lincoln Financial Advisors Corporation, Wedbush Securities Inc., Robert W. Baird & Co. Incorporated, CUSO Financial Services, L.P., J.P. Morgan Institutional Investments Inc., UBS Financial Services Inc., Wachovia Securities, LLC, UBS PaineWebber Inc., Salomon Smith Barney Inc., Dain Rauscher Incorporated, Everen Securities, Inc., and Boettcher & Company, Inc. Janice is a licensed Securities Agent and Investment Advisor Representative, and holds the Series 63, 65 and 7 licenses as well as the SIE exam. Janice specializes in providing financial planning and investment advisory services to individuals, corporations and charitable organizations. Janice has been registered with the state of Colorado as a Broker-Dealer and Investment Advisor since January 12, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/12/2021 - Present
Commonwealth Financial Network (Greenwood Village CO)
CO
03/02/2018 - 01/31/2020
LINCOLN FINANCIAL ADVISORS CORPORATION (DENVER CO)
CO
05/01/2017 - 05/12/2017
WEDBUSH SECURITIES INC. (DENVER CO)
CO
02/24/2010 - 06/01/2016
ROBERT W. BAIRD & CO. INCORPORATED (DENVER CO)
CO
01/16/2009 - 02/24/2010
CUSO FINANCIAL SERVICES, L.P. (LITTLETON CO)
CO
10/29/2008 - 11/17/2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
02/18/2005 - 10/16/2007
UBS FINANCIAL SERVICES INC. (DENVER CO)
MO
12/12/2002 - 02/11/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
07/25/2002 - 12/16/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/13/2000 - 01/14/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/02/1998 - 06/15/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
05/12/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
09/04/1990 - 05/19/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
01/25/1985 - 09/04/1990
BOETTCHER & COMPANY, INC.
NA
12/22/1982 - 12/18/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 02/01/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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