Unclaimed
Janice Gutierrez Abides is a financial advisor with Fidelity Personal And Workplace Advisors. Janice is a registered representative with both FINRA and the state of Texas. Janice is licensed in 53 states and the District of Columbia, as well as the territory of Puerto Rico. Janice specializes in providing financial planning, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Prior to joining Fidelity Personal And Workplace Advisors, Janice was employed by Union Bank Investment Services, HSBC Securities (USA) Inc, ING Financial Partners, Inc., and Intersecurities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
10/22/2021 - Present
Fidelity Personal AND Workplace Advisors (SEATTLE WA)
CA
04/25/2018 - 06/25/2020
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
WA
10/31/2012 - 11/17/2017
HSBC SECURITIES (USA) INC. (SEATTLE WA)
WA
06/13/2008 - 02/24/2009
ING FINANCIAL PARTNERS, INC. (BELLEVUE WA)
WA
04/15/2008 - 05/28/2008
INTERSECURITIES, INC. (REDMOND WA)
BOTH
Issued 10/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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