Unclaimed
Janice Diane Martin is a financial professional with over 10 years of experience in the industry. Janice is currently registered with Fidelity Brokerage Services LLC, where she is actively licensed and qualified. Prior to her current role, Janice worked as a financial professional at Fidelity Brokerage Services LLC, where she gained valuable experience from 2012 to 2015. Janice has a broad range of knowledge and expertise in the financial services industry, with licenses for Series 63, 66, 7, 9, 10 and SIE. Janice is licensed in 51 states and is able to offer advice on a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/13/2016 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
03/12/2012 - 06/16/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 11/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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