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Janice Diane Martin

Fidelity Brokerage Services LLC

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About Janice Diane Martin

Janice Diane Martin is a financial professional with over 10 years of experience in the industry. Janice is currently registered with Fidelity Brokerage Services LLC, where she is actively licensed and qualified. Prior to her current role, Janice worked as a financial professional at Fidelity Brokerage Services LLC, where she gained valuable experience from 2012 to 2015. Janice has a broad range of knowledge and expertise in the financial services industry, with licenses for Series 63, 66, 7, 9, 10 and SIE. Janice is licensed in 51 states and is able to offer advice on a variety of financial products and services.

Firm Information

Janice Martin is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janice Martin’s Registration & Firm History

TX

06/13/2016 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

03/12/2012 - 06/16/2015

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 11/04/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/10/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/13/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Janice Diane Martin.
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