Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janice? Claim Your ProfileJanice Clair Brown is an active broker-dealer representative and is registered with Deutsche Bank Securities Inc. Janice has been working in the financial services industry for over 15 years. Previously, she was affiliated with UBS Securities LLC and BNP Paribas Securities Corp. Janice has passed four industry exams: Series 99TO, Series 79TO, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
08/18/2014 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
10/24/2013 - 05/05/2014
UBS SECURITIES LLC (NEW YORK NY)
NY
10/12/2007 - 10/14/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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