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Janice Arrott Ginsburg

R. F. Lafferty & CO., Inc.

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About Janice Arrott Ginsburg

Janice Ginsburg is a registered representative with R. F. Lafferty & CO., Inc. since 2016. Janice Ginsburg is also registered as an investment advisor representative. Janice Ginsburg has over 40 years of experience in the financial services industry.

Firm Information

Janice Ginsburg is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Janice Ginsburg’s Registration & Firm History

PA

04/01/2016 - Present

R. F. Lafferty & CO., Inc. (Chadds Ford PA)

PA

02/21/2012 - 02/26/2016

FULCRUM SECURITIES, LLC (RADNOR PA)

PA

08/25/1989 - 02/22/2012

JANNEY MONTGOMERY SCOTT LLC (WYNCOTE PA)

NY

03/08/1984 - 09/19/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NA

12/24/1981 - 02/24/1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 01/05/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/1982

Series 5 - Interest Rate Options Examination

BC

Issued 12/19/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Janice Arrott Ginsburg.
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