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Janice Advani

Nylife Securities LLC

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About Janice Advani

Janice Advani is a financial advisor at Nylife Securities LLC in White Plains, NY. Janice has been in the financial industry since June 8, 2000 and holds the Series 7, Series 24, Series 31 and Series 63 licenses as well as the SIE exam designation. Janice has worked at a number of other financial institutions, including American Express Financial Advisors Inc. and IDS Life Insurance Company, and has also held positions at Dean Witter Reynolds Inc. She is currently licensed in New York.

Firm Information

Janice Advani is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janice Advani’s Registration & Firm History

NY

04/12/2002 - Present

Nylife Securities LLC (WHITE PLAINS NY)

MN

09/28/2000 - 11/12/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/28/2000 - 11/12/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

10/21/1999 - 07/07/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 03/09/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 10/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Janice Advani.
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