Unclaimed
Janice Advani is a financial advisor at Nylife Securities LLC in White Plains, NY. Janice has been in the financial industry since June 8, 2000 and holds the Series 7, Series 24, Series 31 and Series 63 licenses as well as the SIE exam designation. Janice has worked at a number of other financial institutions, including American Express Financial Advisors Inc. and IDS Life Insurance Company, and has also held positions at Dean Witter Reynolds Inc. She is currently licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/12/2002 - Present
Nylife Securities LLC (WHITE PLAINS NY)
MN
09/28/2000 - 11/12/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/28/2000 - 11/12/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
10/21/1999 - 07/07/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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