Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janice? Claim Your ProfileJanice Adelaide Rathman is a financial advisor with over 35 years of experience in the industry. Janice is registered with LPL Financial LLC in Orlando, Florida. Janice is also registered as an Investment Advisor Representative in Texas. Before joining LPL Financial LLC, Janice was a registered representative with SWS Financial Services in Winter Park, Florida, and NationsBanc Investments, Inc. in Boston, Massachusetts, and Barnett Investments, Inc. in Jacksonville, Florida. Janice has passed multiple industry exams including the Series 63, Series 65, Series 66, and Series 7. Janice holds multiple licenses and registrations for insurance products as well. Janice has a long history of providing investment advice for clients of all types, from individuals to corporations to charitable organizations. Janice is dedicated to providing her clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
04/22/2013 - Present
LPL Financial LLC (ORLANDO FL)
FL
12/18/1998 - 08/30/2010
SWS FINANCIAL SERVICES (WINTER PARK FL)
MA
04/01/1998 - 12/14/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
02/21/1985 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BOTH
Issued 10/27/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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