Unclaimed
Janhavi Kumar is a registered representative and investment advisor representative with Conning Investment Products, Inc. Janhavi has been in the financial industry since 2007. Janhavi is licensed to provide investment advice in multiple states, including California, Connecticut, Illinois, Massachusetts, New Jersey, New York, Texas, Virginia, and Wisconsin. She is a registered principal with the Financial Industry Regulatory Authority (FINRA) and has passed the Series 3, 7, 30, 63, 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
11/08/2021 - Present
Conning Investment Products, Inc. (NEW YORK NY)
NY
09/26/2007 - 08/25/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 11/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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