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Janette Breton

Pershing LLC

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About Janette Breton

Janette Breton is a financial advisor with over 12 years of experience in the industry. She is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Janette has passed the Series 66, Series 24, Series 52TO, SIE, and Series 7 exams. Her previous experience includes roles at Morgan Stanley, MetLife Securities Inc., New England Securities, Tower Square Securities, Inc., and Walnut Street Securities, Inc. She is licensed to provide financial services in New Jersey.

Firm Information

Janette Breton is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janette Breton’s Registration & Firm History

NJ

11/09/2021 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

01/22/2014 - 04/17/2017

MORGAN STANLEY (LITTLE FALLS NJ)

NJ

09/20/2013 - 12/04/2013

METLIFE SECURITIES INC. (ELMWOOD PARK NJ)

NJ

09/09/2009 - 11/28/2012

METLIFE SECURITIES INC. (ISELIN NJ)

NJ

09/09/2009 - 11/28/2012

NEW ENGLAND SECURITIES (ISELIN NJ)

NJ

09/09/2009 - 11/28/2012

TOWER SQUARE SECURITIES, INC. (ISELIN NJ)

NJ

09/09/2009 - 11/28/2012

WALNUT STREET SECURITIES, INC. (ISELIN NJ)

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Licenses & Designations

BOTH

Issued 04/05/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/22/2019

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Janette Breton. Review regulatory record here.
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