Unclaimed
Janet Susan Nelson is a registered representative at Northwestern Mutual Investment Services, LLC. Janet has been in the securities industry since August 2003 and is licensed in Colorado. Janet has passed the Series 6, Series 7, and SIE exams. The firm’s main office is in Milwaukee, Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
08/29/2003 - Present
Northwestern Mutual Investment Services, LLC (Boulder CO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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