Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet Schumacher Hockman is a financial professional with over 18 years of experience in the industry. Janet is currently registered with U.S. Bancorp Investments, Inc. in Charlotte, North Carolina, where Janet has been with the firm since December 2010. Prior to that, Janet worked for firms including J.P. Morgan Securities LLC, Wilmington Brokerage Services Company and Wachovia Securities, Inc. Janet is a Series 7 and Series 63 licensed professional. Janet holds the SIE exam, and the Investment Banking Registered Representative Examination (Series 79TO). Janet provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
12/01/2010 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NY
12/24/2008 - 09/27/2010
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
DE
01/02/2003 - 11/05/2004
WILMINGTON BROKERAGE SERVICES COMPANY (WILMINGTON DE)
MO
04/03/2000 - 08/08/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
07/28/1999 - 07/29/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 12/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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