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Janet Phillips Gibson

Alps Portfolio Solutions Distributor, Inc.

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About Janet Phillips Gibson

Janet Phillips Gibson is a financial advisor based in Denver, Colorado, and is currently registered with Alps Portfolio Solutions Distributor, Inc. Janet has been working in the financial industry since 2007. Janet previously worked with ALPS DISTRIBUTORS, INC., TRANSAMERICA CAPITAL, INC., E*TRADE SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ROBERT W. BAIRD & CO. INCORPORATED, and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

Firm Information

Janet Gibson is currently registered with Alps Portfolio Solutions Distributor, Inc.. Alps Portfolio Solutions Distributor, Inc. is a corporation formed in March 2007. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janet Gibson’s Registration & Firm History

CO

01/02/2014 - Present

Alps Portfolio Solutions Distributor, Inc. (DENVER CO)

CO

05/03/2013 - 12/31/2013

ALPS DISTRIBUTORS, INC. (DENVER CO)

CO

11/01/2010 - 04/19/2013

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

05/14/2010 - 11/15/2010

E*TRADE SECURITIES LLC (DENVER CO)

CO

09/08/2008 - 05/06/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)

WI

05/25/2000 - 10/11/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

01/07/2000 - 10/11/2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

NA

01/19/1994 - 07/25/1994

R A F FINANCIAL CORPORATION

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Licenses & Designations

BOTH

Issued 09/24/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2008

Series 7 - General Securities Representative Examination

BC

Issued 01/06/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Janet Phillips Gibson.
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