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Janet Morales

Pershing LLC

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About Janet Morales

Janet Morales is a registered representative with Pershing LLC. Janet has been in the securities industry since September 18, 2012. Janet has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Janet is located in the Jersey City, New Jersey branch office of Pershing LLC.

Firm Information

Janet Morales is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janet Morales’s Registration & Firm History

NJ

09/18/2012 - Present

Pershing LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Janet Morales. Review regulatory record here.
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