Unclaimed
Janet Minna Im is a registered representative with Voya Investments Distributor, LLC. Janet has been in the securities industry since October 31, 2001. Prior to joining Voya Investments Distributor, LLC, Janet was a registered representative with Allianz Global Investors Distributors LLC, Watermark Securities, Inc., Spear, Leeds & Kellogg, L.P., Bear, Stearns & Co. Inc., and Bear, Stearns Securities Corp. Janet holds the Series 7 and Series 63 licenses. Janet is also a SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/26/2022 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
NY
05/21/2018 - 11/01/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
07/01/2004 - 10/05/2016
WATERMARK SECURITIES, INC. (NEW YORK NY)
NY
02/23/2004 - 06/15/2004
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
08/21/2001 - 05/08/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/21/2001 - 05/08/2003
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
12/02/1998 - 03/05/2001
WATERMARK SECURITIES, INC. (NEW YORK NY)
BC
Issued 12/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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