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Janet Marie Lee

Nylife Securities LLC

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About Janet Marie Lee

Janet Marie Lee is a financial professional with Nylife Securities LLC. Janet has been in the financial industry since August 19, 2019 and has held the Series 6TO, Series 99TO, and Series SIE exams. Janet has also passed the Series 26 examination, qualifying Janet as an Investment Company Products/Variable Contracts Principal.

Firm Information

Janet Lee is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janet Lee’s Registration & Firm History

TX

08/20/2019 - Present

Nylife Securities LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 01/15/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/10/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/20/2019

Series 99TO - Operations Professional Examination

BC

Issued 07/15/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Janet Marie Lee.
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