Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet Horowitz is a financial advisor with Private Advisor Group, LLC. Janet has over 30 years of experience in the financial services industry. Janet holds the Series 3, 7, 9, 10, 63, 65, and 66 securities licenses. Janet specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. Janet is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
AZ
04/02/2019 - Present
Private Advisor Group, LLC (Phoenix AZ)
AZ
11/06/2009 - 03/29/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PHOENIX AZ)
AZ
01/01/2008 - 11/06/2009
WELLS FARGO ADVISORS, LLC (TEMPE AZ)
AZ
01/21/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TEMPE AZ)
NY
03/09/2002 - 01/31/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
02/19/1999 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/25/1988 - 02/22/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/25/1985 - 08/08/1988
DEAN WITTER REYNOLDS INC.
BOTH
Issued 03/16/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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