Unclaimed
Janet Halecky is a financial professional with over 25 years of experience in the securities industry. Janet has a deep understanding of the financial markets and has held various roles at leading firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Securities LLC, UBS Securities LLC, Credit Suisse First Boston LLC and Smith Barney Inc. Janet is currently registered with Wells Fargo Securities, LLC as a General Securities Principal. Janet holds Series 7, 9, 10, 24, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/27/2015 - Present
Wells Fargo Securities, LLC (New York NY)
NY
11/01/2010 - 01/05/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/12/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/18/2003 - 09/13/2006
UBS SECURITIES LLC (NEW YORK NY)
NY
01/24/1997 - 11/06/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
02/14/1995 - 12/24/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/05/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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