Unclaimed
Janet Hawkins is a financial advisor with Ameriprise Financial Services, LLC. Janet has been in the financial services industry for over 29 years. She has worked with a number of firms including Charles Schwab & Co., Inc., Morgan Stanley, Key Investment Services LLC, and U.S. Bancorp Investments, Inc.. Janet is registered with the state of Washington as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
08/09/2023 - Present
Ameriprise Financial Services, LLC (Seattle WA)
WA
12/14/2022 - 08/08/2023
CHARLES SCHWAB & CO., INC. (Bellevue WA)
WA
12/19/2017 - 12/12/2022
MORGAN STANLEY (Kirkland WA)
WA
06/30/2016 - 12/14/2017
KEY INVESTMENT SERVICES LLC (BELLEVUE WA)
WA
07/09/2014 - 05/27/2016
U.S. BANCORP INVESTMENTS, INC. (AUBURN WA)
NJ
07/09/2013 - 07/07/2014
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
PA
04/27/2011 - 12/14/2012
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NY
10/23/2009 - 04/05/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
06/22/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
03/10/2008 - 05/12/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CO
06/07/2007 - 03/11/2008
TRANSAMERICA CAPITAL, INC. (DENVER CO)
VA
07/27/2005 - 05/24/2007
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
PA
03/18/2003 - 04/01/2004
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CA
12/05/2001 - 12/17/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
VA
11/26/1999 - 12/07/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
PA
02/12/1992 - 08/18/1999
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BOTH
Issued 09/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/26/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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