Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet Connolly is a financial advisor who has been in the industry since May 11, 2000. Janet Connolly is currently registered with LPL Financial LLC as a Registered Representative. Janet Connolly also works as an Investment Advisor Representative for LPL Financial LLC. Janet Connolly has held previous positions at People's Securities, Inc., Allstate Financial Services, LLC, Farmers Financial Solutions, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Janet Connolly's registrations are active in 52 states and 3 districts for securities and investment advisory services. Janet Connolly holds several securities licenses including Series 6, 7, 24, 52, 53, 63 and 66. Janet Connolly has 2 State Exam Categories, 3 Principal Exam Categories, and 4 Product Exam Categories. Janet Connolly is a member of the Financial Industry Regulatory Authority (FINRA) and is also a Registered Investment Advisor (RIA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/02/2024 - Present
LPL Financial LLC (BRIDGEPORT CT)
CT
06/25/2020 - 08/17/2022
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
MA
04/24/2019 - 04/13/2020
ALLSTATE FINANCIAL SERVICES, LLC (Sturbridge MA)
NY
02/23/2016 - 11/21/2018
FARMERS FINANCIAL SOLUTIONS, LLC (Rochester NY)
NY
05/18/2011 - 11/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN REMO NY)
NY
07/19/2010 - 04/20/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
FL
06/01/2009 - 07/16/2010
MORGAN STANLEY SMITH BARNEY (SARASOTA FL)
FL
07/30/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)
FL
05/17/1999 - 07/12/2007
ALLSTATE FINANCIAL SERVICES, LLC (SARASOTA FL)
BOTH
Issued 08/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2021
Series 4 - Registered Options Principal Examination
BC
Issued 05/05/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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